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Internal Auditing – Level 2

Course Information:

Venue:Duration:Date:Price:
Online £1,750.00 12 hrsFlexible
In-House Agreed with client FlexiblePOA
London 5 days 14-Mar£3,500.00
London 5 days 13-Jun£3,500.00
London 5 days 5-Dec£3,500.00

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    Who should attend?

      Delegates who have experience of auditing, either directly as an auditor or from within the financial services sector seeking to develop a professional and best practice approach to the development of the internal audit function in private and public sector organisations and enterprises

    Accreditations

    Outcomes

      • Develop the role of the audit function in their organisation
      • Contribute effectively to refining organisational audit strategy
      • Engage continuous improvement and quality assessment within the organisation’s audit function
      • Make high impact presentations to auditing committees and senior management
      • Manage the integration of new technology
      • Test embedded financial crime systems and controls

    COURSE TOPICS:

    Review of Key Audit Function Foundation

      • Review of key action points
      • Develop and test alignment of organisational systems and controls to prevent and mitigate financial and cyber-crime risks
      • Global best practice – case studies – lessons learned analysis
      • Key action points – delegate and manage action plan development

    Risk – Based Auditing

      • Identifying areas of risk
      • Identifying new areas of risk
      • Classification and quantification of risk areas
      • Identifying potential interface of existing and new areas of risk
      • Developing audit and re – audit frequency in alignment with risk
      • Overview of emerging and evolving threats

    Conducting Effective Audits

      • The auditor’s role as a consultant
      • Utilising audit reporting to inform organisational policy development
      • Continuous improvement initiatives and supervision
      • Measuring improvement – toolkit for objective measurement and demonstration of audit output improvements

    Financial Crime Compliance

      • Record keeping procedures
      • Controls to identify potentially suspicious activities
      • Trade finance transactions
      • Trade processing controls by processing staff
      • Red flagging procedures
      • Pre-determined thresholds systems and controls
      • Escalations
      • Actions taken by senior management
      • Evidence and awareness of senior management evidencing how crime risks evolve in organisational type of business

    Engaging with the Audit Structure

      • Making effective recommendations and business cases
      • Presenting information effectively
      • OSCOLA (Oxford University Standard for the Citation of Legal Authorities) for internal auditors
      • Contributing meaningfully to the development of the long – term audit strategy
      • Upgrading the profile of internal audit within the organisation





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