Book with Confidence: If your plans change, go virtual, come later on, or get a full refund.
Dismiss

Financial Risk Management

Course Information:

Venue:Duration:Date:Price:
Online £1,750.00 12 hrsFlexible
In-House Agreed with client FlexiblePOA
London 5 days 07-Feb£3,500.00
London 5 days 30-May£3,500.00
London 5 days 17-Oct£3,500.00

REGISTER NOW

    Please ensure you fill out all fields








    With your permission, we would also like to keep you updated about programs and/or services similar to the one you are enquiring about as well as special offers, L&D updates and content to help you with your ongoing learning and development. If this is okay please tick the box below

    Subscribe to our newsletter

    Your personal details are very important to us and we only use them for admin reasons only, unless you have asked to receive our newsletter and marketing. This is in accordance with our Privacy Policy

    LCT 2022 Brochure
    DOWNLOAD NOW
    LCT 2022 Brochure
    DOWNLOAD NOW

    Who should attend?

      Managers and executives from financial sector organisations who wish to strengthen their compliance risk mitigation and want to effect a greater awareness of compliance within their organisation:

    • Risk managers
    • Decision makers in their organisation
    • New compliance officers
    • Internal auditors tasked with auditing the compliance function
    • Legal department managers
    • Treasury staff

    Accreditations

    Outcomes

    • Describe to role of the Chief Compliance Officer in regulatory compliance and risk management
    • Review your financial institution’s existing processes and procedures and make recommendations for changes to bring them to international standards
    • Establish policies and procedures for conflicts of interest management and application of internal controls
    • Improve internal reporting to the Regulator, Board and Senior Management
    • Identify, analyse and mitigate compliance risks

    COURSE TOPICS:

    Types of Financial Risk

    • Risk management frameworks
    • Key areas of financial risk
    • The main families of risk and risk classification
    • The four T’s of risk treatment

    Exploring Market Risk

    • The main types of market risk
    • Equity risk
    • Interest rate risk
    • Currency risk
    • Commodity risk
    • Market risk mitigation strategies

    Liquidity Risk

    • Defining liquidity risk and how it arises
    • Market liquidity
    • Asset liquidity
    • Funding liquidity
    • Liquidity risk mitigation strategies

    Credit Risk

    • Types of credit risk
    • Default risk (counterparty) and impact
    • Concentration risk
    • Gearing risk
    • Credit risk mitigation strategies

    Linking Governance, Risk and Compliance (GRC)

    • The role of the board in setting the tone at the top and agreeing risk appetite
    • Integrating GRC to eliminate duplicated efforts
    • Development of financial risk audits
    • Compliance with Codes of Corporate Governance





    × Available on SundayMondayTuesdayWednesdayThursdayFridaySaturday