Financial Risk Management
Course Information:
Venue: | Duration: | Date: | Price: |
---|---|---|---|
Online | £1,750.00 | 12 hrs | Flexible |
In-House | Agreed with client | Flexible | POA |
London | 5 days | 07-Feb | £3,500.00 |
London | 5 days | 30-May | £3,500.00 |
London | 5 days | 17-Oct | £3,500.00 |
Who should attend?
- Risk managers
- Decision makers in their organisation
- New compliance officers
- Internal auditors tasked with auditing the compliance function
- Legal department managers
- Treasury staff
Managers and executives from financial sector organisations who wish to strengthen their compliance risk mitigation and want to effect a greater awareness of compliance within their organisation:
Accreditations
Outcomes
- Describe to role of the Chief Compliance Officer in regulatory compliance and risk management
- Review your financial institution’s existing processes and procedures and make recommendations for changes to bring them to international standards
- Establish policies and procedures for conflicts of interest management and application of internal controls
- Improve internal reporting to the Regulator, Board and Senior Management
- Identify, analyse and mitigate compliance risks
COURSE TOPICS:
Types of Financial Risk
- Risk management frameworks
- Key areas of financial risk
- The main families of risk and risk classification
- The four T’s of risk treatment
Exploring Market Risk
- The main types of market risk
- Equity risk
- Interest rate risk
- Currency risk
- Commodity risk
- Market risk mitigation strategies
Liquidity Risk
- Defining liquidity risk and how it arises
- Market liquidity
- Asset liquidity
- Funding liquidity
- Liquidity risk mitigation strategies
Credit Risk
- Types of credit risk
- Default risk (counterparty) and impact
- Concentration risk
- Gearing risk
- Credit risk mitigation strategies
Linking Governance, Risk and Compliance (GRC)
- The role of the board in setting the tone at the top and agreeing risk appetite
- Integrating GRC to eliminate duplicated efforts
- Development of financial risk audits
- Compliance with Codes of Corporate Governance