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Financial Risk Management

Course Information:

Online £1,750.00 12 hrsFlexible
In-House Agreed with client FlexiblePOA
London 5 days 07-Feb£3,500.00
London 5 days 30-May£3,500.00
London 5 days 17-Oct£3,500.00


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    LCT 2022 Brochure
    LCT 2022 Brochure

    Who should attend?

      Managers and executives from financial sector organisations who wish to strengthen their compliance risk mitigation and want to effect a greater awareness of compliance within their organisation:

    • Risk managers
    • Decision makers in their organisation
    • New compliance officers
    • Internal auditors tasked with auditing the compliance function
    • Legal department managers
    • Treasury staff



    • Describe to role of the Chief Compliance Officer in regulatory compliance and risk management
    • Review your financial institution’s existing processes and procedures and make recommendations for changes to bring them to international standards
    • Establish policies and procedures for conflicts of interest management and application of internal controls
    • Improve internal reporting to the Regulator, Board and Senior Management
    • Identify, analyse and mitigate compliance risks


    Types of Financial Risk

    • Risk management frameworks
    • Key areas of financial risk
    • The main families of risk and risk classification
    • The four T’s of risk treatment

    Exploring Market Risk

    • The main types of market risk
    • Equity risk
    • Interest rate risk
    • Currency risk
    • Commodity risk
    • Market risk mitigation strategies

    Liquidity Risk

    • Defining liquidity risk and how it arises
    • Market liquidity
    • Asset liquidity
    • Funding liquidity
    • Liquidity risk mitigation strategies

    Credit Risk

    • Types of credit risk
    • Default risk (counterparty) and impact
    • Concentration risk
    • Gearing risk
    • Credit risk mitigation strategies

    Linking Governance, Risk and Compliance (GRC)

    • The role of the board in setting the tone at the top and agreeing risk appetite
    • Integrating GRC to eliminate duplicated efforts
    • Development of financial risk audits
    • Compliance with Codes of Corporate Governance

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