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Course Dates:

Course Reference: FIN.4E
Duration: 10 days
Location: London


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SKU: FIN.4E Category: Tags: , ,


Who should attend?

Delegates who have some auditing experience or professionals from within the financial services sector seeking to develop an advanced strategic auditing toolkit and refine their best practice approach to the enhancement of the internal audit function in private and public sector organisations


By the end delegates will know how to:

  • Focus on critical enterprise risks and emerging risks from the audit function side
  • Contribute effectively to addressing ongoing organisational business management risks on an outlier basis
  • Link risk reporting to the organisation’s business objectives
  • Effectively use risk reporting in order to advance dialogues around risk appetite
  • Integrate risk reporting with performance reporting
  • Assess and report on whether changes in the external environment affect the critical assumptions underlying the organisation’s strategy


  • Review of Key Audit Function Foundations
  • Risk Based Auditing
  • Review of Key Audit Function Foundations
  • Risk – Based Auditing
  • Conducting Effective Audits
  • Financial crime compliance
  • Engaging with the Audit Structure
  • Audit reports – Working with Stakeholders
  • Use of technology in combating financial crime and cyber crime
  • Effective Linkage of Organisational Systems
  • Engaging with External Auditors


An image of a Executive Laptop add-on

Executive Laptop


Operating System: Windows 10

Processor: Intel Core i5 2.4GHz

Memory: 6GB DDR4

Storage: 1TB HDD

Display 15.6"

An image of an Apple iPad device

Apple iPad


Capacity: 128GB

9.7" Retina display

A10 chip with 64-bit architecture and M10 motion processor

Wi-Fi and Cellular

An image of a Executive Laptop add-on

Manager Laptop


Operating System: Windows 10

Processor: Intel Core i3 2.8GHz

Memory: 4GB DDR4

Storage: 500GB HDD

Display 15.6"

Laptop specifications are subject to change without notice. The above specifications are only for illustration purposes. A similar or superior laptop will be issued where possible. We will always source the best quality brand new laptop at the time of purchasing. The invoice must be paid in advance before the laptop is released to the delegate.