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Financial Sector Regulatory Compliance

Lift Compliance in Your Financial Institution to an International Level

Course Code: FIN.10
Subject: Finance
Course Fee: £2850 + VAT (20%)

Dates for this course:

04 Nov 2019 to 08 Nov 2019 London
     

Who should attend?

Managers and executives from financial sector organisations who wish to strengthen their compliance risk mitigation and want to effect a greater awareness of compliance within their organisation:

Learning Objectives

By the end of the course you should be able to:

Course Content

Introduction to Regulatory Compliance and Compliance Risks

Role and Influence of International Standard-Setting Bodies, and their Supranational Standards

Complying with External Regulations

Internal Compliance

Working with the Rest of the Internal and External Regulatory Compliance World

Testimonials
The content of the course on all days was very good. I particularly benefitted from LCTs use of two consultants throughout the week. It was great to have different perspectives and it kept the training fresh and interesting. Furthermore, the consultants were excellent at training being both knowledgeable and clear. Finally, I would like to say that I was impressed with LCT for delivering a personalised service. Everyone knew me by name and were extremely helpful and friendly. I hope to return to LCT in the future.
Operations Manager
Ofgem, United Kingdom