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Financial Sector Regulatory Compliance

Lift Compliance in Your Financial Institution to an International Level

Course Code: FIN.10
Subject: Finance
Course Fee: £2850 + VAT (20%)

Dates for this course:

04 Nov 2019 to 08 Nov 2019 London
30 Mar 2020 to 03 Apr 2020 London
02 Nov 2020 to 06 Nov 2020 London

Who should attend?

Managers and executives from financial sector organisations who wish to strengthen their compliance risk mitigation and want to effect a greater awareness of compliance within their organisation:

Learning Objectives

By the end of the course you should be able to:

Course Content

Introduction to Regulatory Compliance and Compliance Risks

Role and Influence of International Standard-Setting Bodies, and their Supranational Standards

Complying with External Regulations

Internal Compliance

Working with the Rest of the Internal and External Regulatory Compliance World

The training consultant was very good. He was highly experienced in his profession and had excellent presentation skills.
Managing Director
Aruban Investment Bank