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Financial Sector Regulatory Compliance

Lift Compliance in Your Financial Institution to an International Level

Course Code: FIN.10
Subject: Finance
Course Fee: £2850 + VAT (20%)

Dates for this course:

01 Apr 2019 to 05 Apr 2019 London
04 Nov 2019 to 08 Nov 2019 London

Who should attend?

Managers and executives from financial sector organisations who wish to strengthen their compliance risk mitigation and want to effect a greater awareness of compliance within their organisation:

Learning Objectives

By the end of the course you should be able to:

Course Content

Introduction to Regulatory Compliance and Compliance Risks

Role and Influence of International Standard-Setting Bodies, and their Supranational Standards

Complying with External Regulations

Internal Compliance

Working with the Rest of the Internal and External Regulatory Compliance World

I found the staff and the consultants to be very helpful. This two week course has been extremely beneficial to my professional development and I will apply what I have learned within my department. Thank you.
Deputy Director
Tac Ops, Royal Air Force of Oman